---------------------------------------------------
    NOTE: the following text file was automatically
    generated from a document that is best read in
    HTML format.  To read it in the preferred format,
    point your web browser at any of these 3 locations:

    (1) http://www.spec.org/cpu2000/docs

    (2) The docs directory of your SPEC CPU2000 CD -
        for example:
            /cdrom/docs/ (Unix)
            E:\docs\  (NT)

    (3) The docs directory on the system where you
        have installed SPEC CPU2000 - for example

           /usr/mydir/cpu2000/docs/           (Unix)
           C:\My Directory$lcsuite\docs\   (NT)
    ---------------------------------------------------






                      SPEC CPU2000 Run and Reporting Rules

  SPEC Open Systems Group

                                    ABSTRACT
    This document provides guidelines required to build, run, and report on
                          the SPEC CPU2000 benchmarks.



   Edit history since V1.1:
     * 15-Mar-2001: Clarify requirement that estimates be flagged
     * 15-Mar-2001: Explain that submission to SPEC is encouraged but not
       required.
     * 15-Mar-2001: Expand the discussion of safety in baseline
     * 15-Mar-2001: Require that MHz be a numeric field
     * 15-Mar-2001: Clarify single-CPU testing of SMP systems
     * 15-Mar-2001: Clarify disclosure requirements for memory
     * 15-Mar-2001: Clarify requirements for disclosure when not submitted to
       SPEC.
     * 15-Mar-2001: HTML format
     * 22-Apr-2001: Minor HTML cleanup; add history
     * 22-Oct-2001: Add Fair Use rule.
     * 22-Oct-2001: Clarify that the rule about use of names, 2.1.1, includes
       preprocessor identifiers.
     * 22-Oct-2001: Move the bulk of the portability rule from 2.2.6.3, where
       it appeared to apply only to base, to the more general section 2.1, as
       2.1.5.
     * 22-Oct-2001: Change title of section 2.1 to better reflect its
       contents.
     * 22-Oct-2001: Make stronger statement about deviations from rules in
       academic/research usage, in rule 4.5.
     * 22-Oct-2001: Minor HTML fixups.
     * 22-Oct-2001: Proposed version for V1.2 (approved 30-Oct)

   (To check for possible updates to this document, please see
   http://www.spec.org/cpu2000/ )

     ----------------------------------------------------------------------

   Overview                 
                            
   Clicking one of the following will take you to the detailed table of
   contents for that section:
                            Purpose                                           
                         1. General Philosophy                                
                         2. Building SPEC CPU2000                             
                         3. Running SPEC CPU2000                              
                         4. Results Disclosure                                
                         5. Run Rule Exceptions                               

     ----------------------------------------------------------------------

                        
   Detailed Contents
   Purpose
         
   1. General Philosophy
         1.1 Objective tests, provided in source code form
         1.2 Conventions for optimization
         1.3 SPEC may adapt the suites
         1.4 Estimates are allowed
         1.5 Submission to SPEC is encouraged
         
   2.0 Building SPEC CPU2000
               2.0.1 Peak and base builds
               2.0.2 Runspec must be used
               2.0.3 The runspec build environment
               2.0.4 Continuous Build requirement
               2.0.5 Changes to the runspec build environment
               2.0.6 Cross-compilation allowed
               2.0.7 Individual builds allowed
               2.0.8 Tester's assertion of equivalence between build types
         2.1 General Rules for Selecting Compilation Flags
               2.1.1 Cannot use names
               2.1.2 Limitations on library substitutions
               2.1.3 Feedback directed optimization is allowed
               2.1.4 Limitations on size changes
               2.1.5 Portability flags
         2.2 Base Optimization Rules
               2.2.1 Safe
               2.2.2 Same for all
               2.2.3 Feedback directed optimization is allowed in base
               2.2.4 Assertion flags may NOT be used in base
               2.2.5 Floating point reordering allowed
               2.2.6 Only 4 optimization switches
                        2.2.6.1 Unit of definition                         
                        2.2.6.2 Delimited lists                            
                        2.2.6.3 Portability flags in base                  
                        2.2.6.4 ANSI Compliance                            
                        2.2.6.5 Feedback invocation in Pass 1 and Pass 2   
                        2.2.6.6 Location flags                             
                        2.2.6.7 Warnings, verbosity, output flags          
                        2.2.6.8 Entire compilation system is counted       
                        2.2.6.9 Assertion of ANSI compliance               
                        2.2.6.10 Hidden switches                           
                        2.2.6.11 Installation-provided switches            
                        2.2.6.12 Switches to declare 64-bit mode           
                        2.2.6.13 Cross-module optimization                 
                        2.2.6.14 Base build environment                    
               2.2.7 Safety and Standards Conformance
         
   3. Running SPEC CPU2000
         3.1 System Configuration
               3.1.1 File Systems
               3.1.2 System State
         3.2 Additional Rules for Running SPECrate
               3.2.1 Number of copies in peak
               3.2.2 Number of copies in base
               3.2.3 Single file system
         3.3 Continuous Run Requirement
         3.4 Run-time environment
         3.5 Basepeak
         
   4. Results Disclosure
         4.1 Rules regarding availability date and systems not yet shipped
         4.2 Configuration Disclosure
               4.2.1 System Identification
               4.2.2 Hardware Configuration
               4.2.3 Software Configuration
               4.2.4 Tuning Information
         4.3 Test Results Disclosure
               4.3.1 Speed Metrics
               4.3.2 Throughput Metrics
         4.4 Metric Selection
         4.5 Research and Academic usage of CPU2000
         4.6 Required Disclosures
         4.7 Fair Use
         
   5. Run Rule Exceptions



     ----------------------------------------------------------------------

Purpose

   This document specifies how the benchmarks in the CPU2000 suites are to be
   run for measuring and publicly reporting performance results, to ensure
   that results generated with the suites are meaningful, comparable to other
   generated results, and reproducible (with documentation covering factors
   pertinent to reproducing the results).

   Per the SPEC license agreement, all results publicly disclosed must adhere
   to the SPEC Run and Reporting Rules, or be clearly marked as estimates.

   The following basics are expected:
     * Adherence to the SPEC general run rule philosophy, including:
          * general availability of all components within 3 months of
            publication.
          * providing a suitable environment for C/C++/Fortran programs.
     * Use of the SPEC tools for all published results, including:
          * compilation of the benchmark with the SPEC tools.
          * requiring the median of at least three runs of each benchmark to
            help promote stability and reproducibility.
          * requiring that a publishable result be generated with one
            invocation of the SPEC tools.
          * validating the benchmark output with the SPEC-provided validation
            output to ensure that the benchmark ran to completion and
            generated correct results.
     * Adherence to the criteria for flag selection, including:
          * proper use of feedback directed optimization for both base and
            peak measurements.
          * the use of only four optimization options (including
            preprocessor, compiler and linker flags) for base measurements.
     * Availability of a full disclosure report
     * Clear distinction between measurements and estimates

   Each of these points are discussed in further detail below.

   Suggestions for improving this run methodology should be made to the SPEC
   Open Systems Group (OSG) for consideration in future releases.

     ----------------------------------------------------------------------

1. General Philosophy

  1.1 Objective tests, provided in source code form

   SPEC believes the user community will benefit from an objective series of
   tests which can serve as common reference and be considered as part of an
   evaluation process.

   SPEC CPU2000 provides benchmarks in the form of source code, which are
   compiled according to the rules contained in this document. It is expected
   that a tester can obtain a copy of the suites, install the hardware,
   compilers, and other software described in another tester's result
   disclosure, and reproduce the claimed performance (within a small range to
   allow for run-to-run variation).

   Benchmarks are provided in two suites: an integer suite, known as
   CINT2000, and a floating point suite, known as CFP2000.

  1.2 Conventions for optimization

   SPEC is aware of the importance of optimizations in producing the best
   system performance. SPEC is also aware that it is sometimes hard to draw
   an exact line between legitimate optimizations that happen to benefit SPEC
   benchmarks and optimizations that specifically target the SPEC benchmarks.
   However, with the list below, SPEC wants to increase awareness of
   implementers and end users to issues of unwanted benchmark-specific
   optimizations that would be incompatible with SPEC's goal of fair
   benchmarking.

   To ensure that results are relevant to end-users, SPEC expects that the
   hardware and software implementations used for the running the SPEC
   benchmarks adhere to following conventions:
     * Hardware and software used to run the CINT2000/CFP2000 benchmarks must
       provide a suitable environment for running typical C, C++, or Fortran
       programs.

     * Optimizations must generate correct code for a class of programs,
       where the class of programs must be larger than a single SPEC
       benchmark or SPEC benchmark suite. This also applies to assertion
       flags that may be used for peak compilation measurements (see
       section 2.2.4).

     * Optimizations must improve performance for a class of programs where
       the class of programs must be larger than a single SPEC benchmark or
       SPEC benchmark suite.

     * The vendor encourages the implementation for general use.

     * The implementation is generally available, documented and supported by
       the providing vendor.

   In cases where it appears that the above guidelines have not been
   followed, SPEC may investigate such a claim and request that the offending
   optimization (e.g. a SPEC-benchmark specific pattern matching) be backed
   off and the results resubmitted. Or, SPEC may request that the vendor
   correct the deficiency (e.g. make the optimization more general purpose or
   correct problems with code generation) before submitting results based on
   the optimization.

  1.3 SPEC may adapt the suites

   The SPEC Open Systems Group reserves the right to adapt the CINT2000 and
   CFP2000 suites as it deems necessary to preserve its goal of fair
   benchmarking (e.g. remove a benchmark, modify benchmark code or workload,
   etc). If a change is made to a suite, SPEC will notify the appropriate
   parties (i.e. members and licensees). SPEC may redesignate the metrics
   (e.g. changing the metric from SPECfp2000 to SPECfp2000a). In the case
   that a benchmark is removed, SPEC reserves the right to republish in
   summary form adapted results for previously published systems, converted
   to the new metric. In the case of other changes, such a republication may
   necessitate re-testing and may require support from the original test
   sponsor.

  1.4 Estimates are allowed

   SPEC CPU2000 metrics may be estimated. All estimates must be clearly
   identified as such. Licensees are encouraged to give a rationale or
   methodology for any estimates, and to publish actual SPEC CPU2000 metrics
   as soon as possible. SPEC requires that every use of an estimated number
   be flagged, rather than burying an asterisk at the bottom of a page. For
   example, say something like this:

       The JumboFast will achieve estimated performance of
           Model 1   SPECint2000 50 est.
                     SPECfp2000  60 est.
           Model 2   SPECint2000 70 est.
                     SPECfp2000  80 est.

  1.5 Submission to SPEC is encouraged

   SPEC encourages the submission of results for review by the relevant
   subcommittee and subsequent publication on SPEC's web site
   (http://www.spec.org/). SPEC uses a peer-review process prior to
   publication, in order to improve consistency in the application and
   interpretation of these run rules.

   Submission to SPEC's review process is not required. Testers may publish
   rule-compliant results independently. No matter where published, all
   results publicly disclosed must adhere to the SPEC Run and Reporting
   Rules, or be clearly marked as estimates. (See also rules 4.5 and 4.6,
   below.)

     ----------------------------------------------------------------------

2.0 Building SPEC CPU2000

   SPEC has adopted a set of rules defining how SPEC CPU2000 benchmark suites
   must be built and run to produce peak and base metrics.

  2.0.1 Peak and base builds

   "Peak" metrics are produced by building each benchmark in the suite with a
   set of optimizations individually tailored for that benchmark. The
   optimizations selected must adhere to the set of general benchmark
   optimization rules described in section 2.1 below. This may also be
   referred to as "aggressive compilation".

   "Base" metrics are produced by building all the benchmarks in the suite
   with a common set of optimizations. In addition to the general benchmark
   optimization rules (section 2.1), base optimizations must adhere to a
   stricter set of rules described in section 2.2. These additional rules
   serve to form a "baseline" of recommended performance optimizations for a
   given system.

  2.0.2 Runspec must be used

   With the release of SPEC CPU2000 suites, a set of tools based on GNU Make
   and Perl5 are supplied to build and run the benchmarks. To produce
   publication-quality results, these SPEC tools must be used. This helps
   ensure reproducibility of results by requiring that all individual
   benchmarks in the suite are run in the same way and that a configuration
   file that defines the optimizations used is available.

   The primary tool is called runspec (runspec.bat for Windows NT). It is
   described in the runspec documentation in the docs subdirectory of the
   SPEC root directory -- in a Bourne shell that would be called
   ${SPEC}/docs/, or on NT %SPEC%\docs\ .

   SPEC supplies pre-compiled versions of the tools for a variety of
   platforms. If a new platform is used, please see
   ${SPEC}/docs/tools_build.txt for information on how to build the tools and
   how to obtain approval for them.

   For more complex ways of compilation, for example feedback-driven
   compilation, SPEC has provided hooks in the tools so that such compilation
   and execution is possible (see the tools documentation for details). Only
   if, unexpectedly, such a compilation and execution should not be possible,
   there is the possibility that the test sponsor can ask for a permission to
   use performance-neutral alternatives (see section 5).

  2.0.3 The runspec build environment

   When runspec is used to build the SPEC CPU2000 benchmarks, it must be used
   in generally available, documented, and supported environments (see
   section 1), and any aspects of the environment that contribute to
   performance must be disclosed to SPEC (see section 4).

   On occasion, it may be possible to improve run time performance by
   environmental choices at build time. For example, one might install a
   performance monitor, turn on an operating system feature such as bigpages,
   or set an environment variable that causes the cc driver to invoke a
   faster version of the linker.

   It is difficult to draw a precise line between environment settings that
   are reasonable versus settings that are not. Some settings are obviously
   not relevant to performance (such as hostname), and SPEC makes no attempt
   to regulate such settings. But for settings that do have a performance
   effect, for the sake of clarity, SPEC has chosen that:
     * (a) It is acceptable to install whatever software the tester wishes,
       including performance-enhancing software, provided that the software
       is installed prior to starting the builds, remains installed
       throughout the builds, is documented, supported, generally available,
       and disclosed to SPEC.

     * (b) It is acceptable to set whatever system configuration parameters
       the tester wishes, provided that these are applied at boot time,
       documented, supported, generally available, and disclosed to SPEC.
       "Dynamic" system parameters (i.e. ones that do not require a reboot)
       must nevertheless be applied at boot time, except as provided under
       section 2.0.5.

     * (c) After the boot process is completed, environment settings may be
       made as follows:
          * to specify resource limits, as in the Bourne shell ulimit
            command, and
          * to select major components of the compilation system, as in:
                 setenv CC_LOC /net/dist/version73/cc
                 setenv LD_LOC /net/opt/dist/ld-fast
       provided that these settings are documented; supported; generally
       available; disclosed to SPEC; made PRIOR to starting the build; and do
       not change during the build, except as provided in section 2.0.5.

   Environmental settings that meet 2.0.3 requirement (a), (b), or (c) do not
   count against the limit of 4 switches (see section 2.2.6) unless they
   violate the rule about hidden switches ( 2.2.6.10).

  2.0.4 Continuous Build requirement

   As described in section 1, it is expected that testers can reproduce other
   testers' results. In particular, it must be possible for a new tester to
   compile both the base and peak benchmarks for an entire suite (i.e.
   CINT2000 or CFP2000) in one execution of runspec, with appropriate command
   line arguments and an appropriate configuration file, and obtain
   executable binaries that are (from a performance point of view) equivalent
   to the binaries used by the original tester.

   The simplest and least error-prone way to meet this requirement is for the
   original tester to take production hardware, production software, a SPEC
   config file, and the SPEC tools and actually build the benchmarks in a
   single invocation of runspec on the System Under Test (SUT). But SPEC
   realizes that there is a cost to benchmarking and would like to address
   this, for example through the rules that follow regarding
   cross-compilation and individual builds. However, in all cases, the tester
   is taken to assert that the compiled executables will exhibit the same
   performance as if they all had been compiled with a single invocation of
   runspec (see 2.0.8).

  2.0.5 Changes to the runspec build environment

   SPEC CPU2000 base binaries must be built using the environment rules of
   section 2.0.3, and may not rely upon any changes to the environment during
   the build.

   Note 1: base cross compiles using multiple hosts are allowed (2.0.6), but
   the performance of the resulting binaries is not allowed to depend upon
   environmental differences among the hosts. It must be possible to build
   performance-equivalent base binaries with one set of switches (2.2.2), in
   one execution of runspec (2.0.4), on one host, with one environment
   (2.0.3).

   For a peak build, the environment may be changed, subject to the following
   constraints:
     * The environment change must be accomplished using the SPEC-provided
       config file hooks (such as fdo_pre0).
     * The environment change must be fully disclosed to SPEC (see
       section 4).
     * The environment change must not be incompatible with a Continuous
       Build (see section 2.0.4).
     * The environment change must be accomplished using simple shell
       commands (such as /usr/opt/performance_monitor -start, or setenv
       BIGPAGES YES). It is not permitted to invoke a more complex entity
       (such as a shell script, batch file, kdbx script, or NT registry
       adjustment program) unless that entity is provided as part of a
       generally-available software package. For example, a script could use
       kdbx to adjust the setting of bigpages if that script were provided as
       a part of the OS, but the tester could not write his or her own
       scripts to hack the kernel just for SPEC.

   Note 2: peak cross compiles using multiple hosts are allowed (2.0.6), but
   the performance of the resulting binaries is not allowed to depend upon
   environmental differences among the hosts. It must be possible to build
   performance-equivalent peak binaries with one config file, in one
   execution of runspec (2.0.4), in the same execution of runspec that built
   the base binaries, on one host, starting from the environment used for the
   base build (2.0.3), and changing that environment only through config file
   hooks (2.0.5).

  2.0.6 Cross-compilation allowed

   It is permitted to use cross-compilation, that is, a building process
   where the benchmark executables are built on a system (or systems) that
   differ(s) from the SUT. The runspec tool must be used on all systems
   (typically with -a build on the host(s) and -a validate on the SUT).

   If all systems belong to the same product family and if the software used
   to build the executables is available on all systems, this does not need
   to be documented. In the case of a true cross compilation, (e.g. if the
   software used to build the benchmark executables is not available on the
   SUT, or the host system provides performance gains via specialized tuning
   or hardware not on the SUT), the host system(s) and software used for the
   benchmark building process must be documented in the Notes section. See
   section 4.

   It is permitted to use more than one host in a cross-compilation. If more
   than one host is used in a cross-compilation, they must be sufficiently
   equivalent so as not to violate rule 2.0.4. That is, it must be possible
   to build the entire suite on a single host and obtain binaries that are
   equivalent to the binaries produced using multiple hosts.

   The purpose of allowing multiple hosts is so that testers can save time
   when recompiling many programs. Multiple hosts may NOT be used in order to
   gain performance advantages due to environmental differences among the
   hosts. In fact, the tester must exercise great care to ensure that any
   environment differences are performance neutral among the hosts, for
   example by ensuring that each has the same version of the operating
   system, the same performance software, the same compilers, and the same
   libraries. The tester should exercise due diligence to ensure that
   differences that appear to be performance neutral - such as differing MHz
   or differing memory amounts on the build hosts - are in fact truly
   neutral.

   Multiple hosts may NOT be used in order to work around system or compiler
   incompatibilities (e.g. compiling the SPECfp2000 C benchmarks on a
   different OS version than the SPECfp2000 Fortran benchmarks in order to
   meet the different compilers' respective OS requirements), since that
   would violate the Continuous Build rule (2.0.4).

  2.0.7 Individual builds allowed

   It is permitted to build the benchmarks with multiple invocations of
   runspec, for example during a tuning effort. But, the executables must be
   built using a consistent set of software. If a change to the software
   environment is introduced (for example, installing a new version of the C
   compiler which is expected to improve the performance of one of the
   floating point benchmarks), then all affected benchmarks must be rebuilt
   (in this example, all the C benchmarks in the floating point suite).

  2.0.8 Tester's assertion of equivalence between build types

   The previous 4 paragraphs may appear to contradict each other (2.0.4
   through 2.0.7), but the key word in 2.0.4 is the word "possible". Consider
   the following sequence of events:
     * A tester has built a complete set of CPU2000 executable images
       ("binaries") on her usual host system.
     * A hot new SUT arrives for a limited period of time. It has no
       compilers installed.
     * A SPEC CPU2000 tree is installed on the SUT, along with the binaries
       and config file generated on the usual host.
     * It is learned that performance could be improved if the peak version
       of 999.sluggard were compiled with -O5 instead of -O4.
     * On the host system, the tester edits the config file to change to -O5
       for 999.sluggard, and issues the command:
             runspec -c myconfig -D -a build -T peak sluggard
     * The tester copies the new binary and config file to the SUT
     * A complete run is started by issuing the command:
             runspec -c myconfig -a validate all
     * Performance is as expected, and the results are submitted to SPEC
       (including the config file).

   In this example, the tester is taken to be asserting that the above
   sequence of events produces binaries that are, from a performance point of
   view, equivalent to binaries that would have been produced in a single
   invocation of the tools. If there is some optimization that can only be
   applied to individual benchmark builds and cannot be applied in a
   continuous build, the optimization is not allowed.

   Rule 2.0.8 is intended to provide some guidance about the kinds of
   practices that are reasonable, but the ultimate responsibility for result
   reproducibility lies with the tester. If the tester is uncertain whether a
   cross-compile or an individual benchmark build is equivalent to a full
   build on the SUT, then a full build on the SUT is required (or, in the
   case of a true cross-compile which is documented as such, then a single
   runspec -a build is required on a single host.) Although full builds add
   to the cost of benchmarking, in some instances a full build in a single
   runspec may be the only way to ensure that results will be reproducible.

  2.1 General Rules for Selecting Compilation Flags

   The following rules apply to compiler flag selection for SPEC CPU2000 Peak
   and Base Metrics. Additional rules for Base Metrics follow in section 2.2.

  2.1.1 Cannot use names

   No source file or variable or subroutine name may be used within an
   optimization flag or compiler option.

   Identifiers used in preprocessor directives to select alternative source
   code are also forbidden, except for a rule-compliant library substitution
   (2.1.2) or an approved portability flag (2.1.5). For example, if a
   benchmark source code uses one of:

         #ifdef IDENTIFIER
         #ifndef IDENTIFIER
         #if defined IDENTIFIER
         #if !defined IDENTIFIER

   to provide alternative source code under the control of a compiler option
   such as -DIDENTIFIER, such a switch may not be used unless it meets the
   criteria of 2.1.2 or 2.1.5.

  2.1.2 Limitations on library substitutions

   Flags which substitute pre-computed (e.g. library-based) routines for
   routines defined in the benchmark on the basis of the routine's name are
   not allowed. Exceptions are:

   a) the function alloca. It is permitted to use a flag that substitutes the
   system's builtin_alloca for any C/C++ benchmark. The use of such a flag
   shall furthermore not count as one of the allowed 4 base switches.

   b) the level 1, 2 and 3 BLAS functions in the CFP2000 benchmarks, and the
   netlib-interface-compliant FFT functions. Such substitution shall only be
   acceptable in a peak run, not in base.

  2.1.3 Feedback directed optimization is allowed.

   Only the training input (which is automatically selected by runspec) may
   be used for the run that generates the feedback data.

   For peak runs, optimization with multiple feedback runs is also allowed.

   The requirement to use only the train data set at compile time shall not
   be taken to forbid the use of run-time dynamic optimization tools that
   would observe the reference execution and dynamically modify the in-memory
   copy of the benchmark. However, such tools would not be allowed to in any
   way affect later executions of the same benchmark (for example, when
   running multiple times in order to determine the median run time). Such
   tools would also have to be disclosed in the submission of a result, and
   would have to be used for the entire suite (see section 3.3).

  2.1.4 Limitations on size changes

   Flags that change a data type size to a size different from the default
   size of the compilation system are not allowed. Exceptions are: a) C long
   can be 32 or greater bits, b) pointer sizes can be set different from the
   default size.

  2.1.5 Portability Flags

   A flag is considered a portability flag if, and only if, one of the
   following two conditions hold:

   (a) The flag is necessary for the successful compilation and correct
   execution of the benchmark regardless of any or all compilation flags
   used. That is, if it is possible to build and run the benchmark without
   this flag, then this flag is not considered a portability flag.

   (b) The benchmark is discovered to violate the ANSI standard, and the
   compilation system needs to be so informed in order to avoid incorrect
   optimizations.

   For example, if a benchmark fails with
         -O4
   due to a standard violation, but works with either
         -O0
   or
         -O4 -noansi_alias
   then it would be permissible to use -noansi_alias as a portability flag.

   Proposed portability flags are subject to scrutiny by the SPEC CPU
   Subcommittee. The initial submissions for CPU2000 will include a reviewed
   set of portability flags on several operating systems; later submitters
   who propose to apply additional portability flags should prepare a
   justification for their use. If the justification is 2.1.5(b), please
   include a specific reference to the offending source code module and line
   number, and a specific reference to the relevant sections of the
   appropriate ANSI standard.

   SPEC always prefers to have benchmarks obey the standard, and SPEC
   attempts to fix as many violations as possible before release of the
   suites. But it is recognized that some violations may not be detected
   until years after a suite is released. In such a case, a portability
   switch may be the practical solution. Alternatively, the subcommittee may
   approve a source code fix.

   For a given portability problem, the same flag(s) must be applied to all
   affected benchmarks.

   If a library is specified as a portability flag, SPEC may request that the
   table of contents of the library be included in the disclosure.

  2.2 Base Optimization Rules

   In addition to the rules listed in section 2.1 above, the selection of
   optimizations to be used to produce SPEC CPU2000 Base Metrics includes the
   following:

  2.2.1 Safe

   The optimizations used are expected to be safe, and it is expected that
   system or compiler vendors would endorse the general use of these
   optimizations by customers who seek to achieve good application
   performance.

  2.2.2 Same for all

   The same compiler and same set of optimization flags or options is used
   for all benchmarks of a given language within a benchmark suite, except
   for portability flags (see 2.1.5 below). All flags must be applied in the
   same order for all benchmarks. The runspec documentation file covers how
   to set this up with the SPEC tools.

   Specifically, benchmarks that are written in Fortran-77 or Fortran-90 may
   not use a different set of flags or different compiler invocation in a
   base run. In a peak run, it is permissible to use different compiler
   commands, as well as different flags, for each benchmark.

  2.2.3 Feedback directed optimization is allowed in base.

   The allowed steps are:

    PASS1:        compile the program

    Training run: run the program with the train data set

    PASS2:        re-compile the program, or invoke a tool that
                  otherwise adjusts the program, and which uses
                  the observed profile from the training run.

   PASS2 is optional. For example, it is conceivable that a daemon might
   optimize the image automatically based on the training run, without
   further tester intervention. Such a daemon would have to be noted in the
   full disclosure to SPEC.

   It is acceptable to use the various fdo_ hooks to clean up the results of
   previous feedback compilations. The preferred hook is fdo_pre0 -- for
   example:
          fdo_pre0 = rm /tmp/prof/*Counts*
   Other than such cleanup, no intermediate processing steps may be performed
   between the steps listed above. If additional processing steps are
   required, the optimization is allowed for peak only but not for base.

   When a two-pass process is used, the flag(s) that explicitly control(s)
   the generation or the use of feedback information can be - and usually
   will be - different in the two compilation passes. For the other flags,
   one of the two conditions must hold:
   �1. The same set of flags are used for both invocations of the
       compiler/linker. For example:

     PASS1_CFLAGS= -gen_feedback -fast_library -opt1 -opt2
     PASS2_CFLAGS= -use_feedback -fast_library -opt1 -opt2

   �2. The set of flags in the first invocation are a subset of the flags
       used in the second. For example:

     PASS1_CFLAGS= -gen_feedback -fast_library
     PASS2_CFLAGS= -use_feedback -fast_library -opt1 -opt2

  2.2.4 Assertion flags may NOT be used in base.

   An assertion flag is one that supplies semantic information that the
   compilation system did not derive from the source statements of the
   benchmark.

   With an assertion flag, the programmer asserts to the compiler that the
   program has certain nice properties that allow the compiler to apply more
   aggressive optimization techniques (for example, that there is no aliasing
   via C pointers). The problem is that there can be legal programs (possibly
   strange, but still standard-conforming programs) where such a property
   does not hold. These programs could crash or give incorrect results if an
   assertion flag is used. This is the reason why such flags are sometimes
   also called "unsafe flags". Assertion flags should never be applied to a
   production program without previous careful checks; therefore they are
   disallowed for base.

  2.2.5 Floating point reordering allowed

   Base results may use flags which affect the numerical accuracy or
   sensitivity by reordering floating-point operations based on algebraic
   identities.

  2.2.6 Only 4 optimization switches

   Base optimization is further restricted by limiting to four (4) the
   maximum number of optimization switches that can be applied to create a
   base result. An example of this would be:
          cc general_opt processor_flag library other_opt
   Where testers might use a flag for a general optimization, one to specify
   the architecture, one to specify an optimal library, plus one other
   optimization flag.

   The following rules must be followed for selecting and counting
   optimization flags:

  2.2.6.1 Unit of definition

   A flag is defined as a unit of definition to the compilation system. For
   example, each of the following is defined as a single flag:

     -O2
     -inline
     -qarch=ppc
     -tp p5
     -Xunroll0
     -g3
     -debug
     -debug:none
     /preprocessor="/unroll=4"
     /link /compress_image

   In the last example above, "/link" merely tells the driver to send the
   flags that follow to the linker. The /compress_image actually tells the
   linker to do something, and so counts as a single unit of definition. Each
   action requested of the linker would count as a flag; for example:
          /link /compress_image /static_addressing
   would be 2 flags.

  2.2.6.2 Delimited lists

   Some compilers allow delimited lists (usually comma or space delimited)
   behind an initial flag; for purposes of base, each optimization item in
   the list counts as an optimization toward the limit of four. For example:
          -K inline,unroll,strip_mine
   counts as three optimization flags.

  2.2.6.3 Portability flags in base

   Portability flags are not counted in the count of four.

   [Note: most of the run rule text formerly contained in this section is now
   contained in section 2.1.5.]

  2.2.6.4 ANSI Compliance

   If a compiler flag causes a compiler to operate in an ANSI/ISO mode, such
   a flag may be used without being counted in the count of four switches,
   provided that the flag is used for all benchmarks of the given language in
   the benchmark suite.

  2.2.6.5 Feedback invocation in Pass 1 and Pass 2

   Switches for feedback directed optimization follow the same rules (one
   unit of definition) and count as one of the four optimization flags. Since
   two passes are allowed for base, the first and second invocations of
   activating feedback count as one flag. For example:

    Pass 1: cc -prof_gather -O9 -go_fast -arch=404
    Pass 2: cc -prof_use    -O9 -go_fast -arch=404

   This breaks down into [FDO invocation, optimization level, extra
   optimization, and an architecture flag] and counts as an acceptable four
   flags.

  2.2.6.6 Location flags

   Pointer or location flags (flags that indicate where to find data) are not
   included in the four flag definition. For example:
         -L/usr/ucblib
         -prof_dir `pwd`

  2.2.6.7 Warnings, verbosity, output flags

   Flags that only suppress warnings (typically -w), flags that only create
   object files (typically -c), flags that only affect the verbosity level of
   the compiler driver (typically -v), and flags that only name the output
   file (typically -o) are not counted as optimization flags.

  2.2.6.8 Entire compilation system is counted

   The four flag limit counts all options for all parts of the compilation
   system, i.e. the entire transformation from SPEC supplied source code to
   completed executable. The list below is a partial set of the types of
   flags that would be included in the flag count:
     * Linker options are also counted as part of the four optimization
       flags.
     * Preprocessor directives are counted as part of the four optimization
       flags.
     * Libraries, when not needed for portability, are counted as part of the
       four optimization flags.

  2.2.6.9 Assertion of ANSI compliance

   Rule 2.2.4 shall not be taken to forbid the use of flags that assert that
   a benchmark complies with one or more aspects of the ANSI standard. For
   example, suppose that a compiler has an ANSI mode specified by saying
   cc -relaxed_ansi, which provides the following extensions to the standard:
     * support of common intrinsic functions
     * subroutine argument type checking
     * data alignment checking

   It would be permissible in a base run to turn one or more of these
   features off. If the command:
         cc -relaxed_ansi -nointrinsic -noarg_check -noalign_check
   were issued, this would be acceptable in a base run and would count as 3
   optimization flags (the -relaxed_ansi is considered to be a dialect
   selection, not an optimization switch. See 2.2.6.4).

  2.2.6.10 Hidden switches

   It is not permissible to use environment variables or login scripts to
   defeat the four switch rule. For example, if a system allows the system
   manager to put the following into /etc/cshrc.global
         alias cc "cc -fast -O4 -unroll 8"
   then the system manager has just spent 3 of the 4 allowable optimization
   flags, the tester has only 1 left to spend, and the full disclosure must
   document the switches from /etc/cshrc.global. Similarly, an environment
   variable or login script may not be used to pass hidden switches to other
   portions of the compilation system, such as pre-processors or the linker.

   The behavior that is forbidden here is the hiding of strings that would
   normally be typed on a command line by typing them somewhere else. If a
   compilation system can derive more intelligent default settings for
   switches by its automatic examination of its environment, that behavior is
   allowed. For example, a compiler driver could freely notice that
   vm_bigpages=1 in the kernel, and change the default to -bigpages=yes for
   the cc command, provided, of course, that the change in defaults is
   documented (see section 1, Philosophy).

  2.2.6.11 Installation-provided switches

   A compiler may freely pick up options from a system wide file that is
   written by default at installation time. For example, suppose that the
   compiler installation script examines the environment and creates:

      /etc/fortran_system_defaults
      debug_options:   -oldstyle_debugging
      linker_type:     -multi_thread
      machine_options: -architecture_level 3
      memory_options:  -bigpages

   If a mechanism such as the above operates by default at installation time
   with no installer intervention required (other than accepting the
   defaults) then the flags would NOT be counted in the 4 flag limit. The key
   points here are that the installer would not deviate from the defaults,
   and ordinary compiler users are not required to be aware of the mechanism.

  2.2.6.12 Switches to declare 64-bit mode

   None of the SPEC CPU2000 benchmarks require a 64 bit address space, since
   the target memory size is only 256MB. Nevertheless, SPEC would like to
   encourage the submission of results using 64-bit compilers, because they
   represent an important new addition of technology in the industry.
   Therefore, a flag that puts a compiler into 64-bit mode is NOT counted
   against the 4-flag limit.

   During the development of CPU2000, SPEC has tested the benchmarks on 7
   different 64-bit platforms and believes that most 64-bit portability
   problems have been addressed. But it is possible, especially in the larger
   benchmarks, that some 64-bit source code problems may remain. If further
   problems are discovered, it would be permissible to specify 64-bit mode
   for baseline with portability exceptions. The submitter should prepare a
   statement of the problems found in 64-bit mode, including modules and
   source line numbers.

   For example, suppose that a tester selects 64-bit mode through the
   compiler switch -lp64, and finds that benchmark 999.clumsy has incorrectly
   assumed that pointers and ints are the same size. It would be acceptable
   to submit results to SPEC using -lp64 for every benchmark except
   999.clumsy, which would use -lp32. The presence of -lp64 would not count
   against the 4-flag limit, nor would the use of -lp32 on 999.clumsy.

  2.2.6.13 Cross-module optimization

   Frequently, performance is improved via optimizations that work across
   source modules, for example -ifo, -xcrossfile, or -IPA. Some compilers may
   require the simultaneous presentation of all source files for inter-file
   optimization, as in:

       cc -ifo -o a.out file1.c file2.c

   Other compilers may be able to do cross-module optimization even with
   separate compilation, as in:

       cc -ifo -c -o file1.o file1.c
       cc -ifo -c -o file2.o file2.c
       cc -ifo -o a.out file1.o file2.o

   By default, the SPEC tools operate in the latter mode, but they can be
   switched to the former through the config file option ONESTEP=yes.

   Cross-module optimization is allowed in baseline, and is deemed to cost
   exactly one switch under any of the following conditions:
     * (a) The command line includes a switch, such as -ifo
     * (b) The config file uses ONESTEP
     * (c) both a switch and ONESTEP are used

  2.2.6.14 Base build environment

   The system environment must not be manipulated during a build of base. For
   example, suppose that an environment variable called bigpages can be set
   to yes or no, and the default is no. The tester must not change the choice
   during the build of the base binaries. See section 2.0.5.

  2.2.7 Safety and Standards Conformance

   The requirements that optimizations are expected to be safe, and generate
   correct code for a class of programs larger than the suite itself
   (sections 2.2.1 and 1.2), are normally interpreted as requiring that the
   system, as used in baseline, implement the language correctly. "The
   language" is defined by the appropriate ANSI/ISO standard (C89,
   Fortran-90, C++ 98).

   The principle of standards conformance is not automatically applied,
   because SPEC has historically allowed certain exceptions:
   �1. Section 2.2.5 allows reordering of arithmetic operands.
   �2. SPEC has not insisted on conformance to the C standard in the setting
       of errno.
   �3. SPEC has not dealt with (and does not intend to deal with) language
       standard violations that are performance neutral for the CPU2000
       suite.
   �4. When a more recent standard modifies a requirement imposed by an
       earlier standard, SPEC will also accept systems that adhere to the
       more recent ANSI/ISO standard.

   Otherwise, a deviation from the standard that is not performance neutral,
   and gives the particular implementation a CPU2000 performance advantage
   over standard-conforming implementations, is considered an indication that
   the requirements about "safe" and "correct code" optimizations are
   probably not met. Such a deviation can be a reason for SPEC to find a
   result not rule-conforming.

   If an optimization causes a SPEC benchmark to fail to validate, and if the
   relevant portion of this benchmark's code is within the language standard,
   the failure is taken as additional evidence that an optimization is not
   safe.

     ----------------------------------------------------------------------

3. Running SPEC CPU2000

  3.1 System Configuration

  3.1.1 File Systems

   SPEC requires the use of a of single file system to contain the directory
   tree for the SPEC CPU2000 suite being run. SPEC allows any type of file
   system (disk-based, memory-based, NFS, DFS, FAT, NTFS etc.) to be used.
   The type of file system must be disclosed in reported results.

  3.1.2 System State

   The system state (multi-user, single-user, init level N) may be selected
   by the tester. This state along with any changes in the default
   configuration of daemon processes or system tuning parameters must be
   documented in the notes section of the results disclosure. (For Windows
   NT, system state is normally "Default"; a list of services that are shut
   down should be provided, if any, e.g. networking service shut down)

  3.2 Additional Rules for Running SPECrate

  3.2.1 Number of copies in peak

   For SPECint_rate2000 and SPECfp_rate2000 (peak), the tester is free to
   choose the number of concurrent copies for each individual benchmark
   independently of the other benchmarks.

   The median value that is used must, for each benchmark, come from at least
   three runs with the same number of copies. However, this number may be
   different between benchmarks.

  3.2.2 Number of copies in base

   For SPECint_rate_base2000 and SPECfp_rate_base2000, the tester must select
   a single value to use as the number of concurrent copies to be applied to
   all benchmarks in the suite.

  3.2.3 Single file system

   The multiple concurrent copies of the benchmark must be executed using
   data from different directories within the same file system. Each copy of
   the test must have its own working directory, which is to contain all the
   files needed for the actual execution of the benchmark, including input
   files, and all output files when created. The output of each copy of the
   benchmark must be validated to be the correct output.

   Note: In CPU95, the benchmark binary itself was also copied, which
   inhibited sharing of the text section across multiple users. For CPU2000,
   the benchmark will be placed in the run directories only once. For
   example, if swim is executed for six users, there would be six copies of
   its data but only one copy of the swim executable in the run directories.

  3.3 Continuous Run Requirement

   All benchmark executions, including the validations steps, contributing to
   a particular result page must occur continuously, that is, in one
   execution of runspec.

  3.4 Run-time environment

   SPEC does not attempt to regulate the run-time environment for the
   benchmarks, other than to require that the environment be:
     * (a) set prior to runspec and consistent throughout the run,
     * (b) fully described in the submission, and
     * (c) in compliance with section 1, Philosophy.
   For example, if each of the following:

      run level:   single-user
      OS tuning:   bigpages=yes, cpu_affinity=hard
      file system: in memory

   were set prior to the start of runspec, unchanged during the run,
   described in the submission, and documented and supported by a vendor for
   general use, then these options could be used in a CPU2000 submission.

   Note: Item (a) is intended to forbid all means by which a tester might
   change the environment. In particular, it is forbidden to change the
   environment during the run using the config file hooks such as
   monitor_pre_bench. Those hooks are intended for use when studying the
   benchmarks, not for actual submissions.

  3.5 Basepeak

   If a result page will contain both peak and base CFP2000 results, a single
   runspec invocation must have been used to run both the peak and base
   executables for each benchmark and their validations. The tools will
   ensure that the base executables are run first, followed by the peak
   executables.

   It is permitted to:
     * Publish a base-only run as both base and peak. This is accomplished by
       setting the config file flag basepeak=yes on a global basis. When the
       SPEC tools determine that basepeak is set for an entire suite (that
       is, for all the integer benchmarks or for all the floating point
       benchmarks), the peak runs will be skipped and base results will be
       reported as both base and peak.

     * Force the same result to be used for both base and peak for one or
       more individual benchmarks. This is accomplished by setting the config
       file flag basepeak=yes for the desired benchmark(s). In this case, the
       identical executable will be run for both base and peak, and a median
       will be computed for both. The lesser median will then be reported for
       both base and peak. The reason this feature exists is simply to
       clarify for the reader that an identical executable was used in both
       runs, and avoid confusion that might otherwise arise from run-to-run
       variation.

   Notes:

   1. It is permitted but not required to compile in the same runspec
   invocation as the execution. See rule 2.0.6 regarding cross compilation.

   2. It is permitted but not required to run both the integer suite and the
   floating point suite in a single invocation of runspec.

     ----------------------------------------------------------------------

4. Results Disclosure

   SPEC requires a full disclosure of results and configuration details
   sufficient to reproduce the results. SPEC also requires that base results
   be submitted whenever peak results are submitted. If peak results are
   published outside of the SPEC web site (http://www.spec.org/cpu2000/) in a
   publicly available medium, the tester must supply base results on request.
   Publication of results under non-disclosure or company internal use or
   company confidential are not "publicly" available.

   A full disclosure of results will typically include:
     * The components of the disclosure page, as generated by the SPEC tools.
     * The tester's configuration file and any supplemental files needed to
       build the executables used to generate the results.
     * A flags definition disclosure.

   A full disclosure of results should include sufficient information to
   allow a result to be independently reproduced. If a tester is aware that a
   configuration choice affects performance, then s/he should document it in
   the full disclosure.

   Note: this rule is not meant to imply that the tester must describe
   irrelevant details or provide massively redundant information. For
   example, if the SuperHero Model 1 comes with a write-through cache, and
   the SuperHero Model 2 comes with a write-back cache, then specifying the
   model number is sufficient, and no additional steps need to be taken to
   document the cache protocol. But if the Model 3 is available with both
   write-through and write-back caches, then a full disclosure must specify
   which cache is used.

   For information on how to submit a result to SPEC, contact the SPEC
   office. Contact information is maintained at the SPEC web site,
   http://www.spec.org/.

  4.1 Rules regarding availability date and systems not yet shipped

   If a tester submits results for a hardware or software configuration that
   has not yet shipped, the submitting company must:
     * have firm plans to make all components generally available within 3
       months of the first public release of the result (either by the tester
       or by SPEC, whichever is first)

     * specify the availability dates that are planned

   "Generally available" means that the product can be ordered by ordinary
   customers, ships in a reasonable period after orders are submitted, and at
   least one customer has received it. (The term "reasonable period" is not
   specified in this paragraph, because it varies with the complexity of the
   system. But it seems likely that a reasonable period for a $500 machine
   would probably be measured in minutes; a reasonable period for a
   $5,000,000 machine would probably be measured in months.)

   It is acceptable to test larger configurations than customers are
   currently ordering, provided that the larger configurations can be ordered
   and the company is prepared to ship them. For example, if the SuperHero is
   available in configurations of 1 to 1000 CPUs, but the largest order
   received to date is for 128 CPUs, the tester would still be at liberty to
   test a 1000 CPU configuration and submit the result.

   A beta release of a compiler (or other software) can be used in a
   submission, provided that the performance-related features of the compiler
   are committed for inclusion in the final product. The tester should
   practice due diligence to ensure that the tests do not use an uncommitted
   prototype with no particular shipment plans. An example of due diligence
   would be a memo from the compiler Project Leader which asserts that the
   tester's version accurately represents the planned product, and that the
   product will ship on date X.

   The general availability date for software is either the committed
   customer shipment date for the final product, or the date of the beta,
   provided that all three of the following conditions are met:
   �1. The beta is open to all interested parties without restriction. For
       example, a compiler posted to the web for general users to download,
       or a software subscription service for developers, would both be
       acceptable.

   �2. The beta is generally announced. A secret test version is not
       acceptable.

   �3. The final product has a committed date, which is specified in the
       notes section.

   If it is not possible to meet all three of these conditions, then the date
   of the beta may not be used as the date of general availability. In that
   case, use the date of the final product (which, then, must be within the 3
   month window.)

   As an example, suppose that in February 2000 a tester uses the generally
   downloadable GoFast V5.2 beta which shipped in January 2000, but the final
   product is committed to ship in July, 2000 (i.e. more than 3 months
   later). It would be acceptable to say something like this:

              sw_avail     = Jan-2000
              sw_compiler  = GoFast C/C++ V5.2 (Beta 1)
              notes900     = GoFast C/C++ V5.2 (final) will ship July, 2000

   SPEC is aware that performance results published for systems that have not
   yet shipped may sometimes be subject to change, for example when a
   last-minute bugfix reduces the final performance. If something becomes
   known that reduces performance by more than 1.75% on an overall metric
   (for example, SPECfp_base2000 or SPECfp2000), SPEC requests that the
   result be resubmitted.

  4.2 Configuration Disclosure

   The following sections describe the various elements that make up the
   disclosure for the system and test configuration used to produce a given
   test result. The SPEC tools used for the benchmark allow setting this
   information in the configuration file:

  4.2.1 System Identification

     * System Manufacturer
     * System Model Name
     * SPEC license number
     * Test Sponsor (Name,Location)
     * Test Date (Month,Year)
     * Hardware Availability Date
     * Software Availability Date

  4.2.2 Hardware Configuration

     * CPU (Processor Name)
     * CPU MHz: a numeric value expressed in megahertz. That is, do not say
       "1.0 GHz", say "1000". The value here is to be the speed at which the
       CPU is run, even if the chip itself is sold at a different clock rate.
       That is, if you "over-clock" or "under-clock" the part, disclose here
       the actual speed used.
     * FPU
     * Number of CPUs in System. Note that if your system has the ability to
       turn off CPUs, for example through a firmware setting, then it is
       acceptable to report "1" here if only 1 CPU is enabled on an SMP
       system. The tester must exercise due diligence to ensure that the
       disabled CPUs are truly disabled, and not silently giving help to the
       result.
     * Number of CPUs orderable
     * Level 1 Cache (Size and Organization)
     * Level 2 Cache (Size and Organization)
     * Other Cache (Size and Organization)
     * Memory (Size in MB/GB)
     * Memory Configuration if there are end-user options that affect
       performance, such as arrangement of memory modules, interleaving, and
       access time.
     * Disk (Size (MB/GB), Type (SCSI, Fast SCSI etc.)
     * Other Hardware (Additional equipment added to improve performance,
       special disk controller, NVRAM file system accelerator etc.)

  4.2.3 Software Configuration

     * Operating System (Name and Version)
     * System State (e.g. Single User, Multi-user, Init 3, Default)
     * File System Type
     * Compilers:
          * C Compiler (Name and Version)
          * C++ Compiler (Name and Version)
          * Fortran Compiler(s) (Name and Version)
     * Pre-processors (Name and Version) if used
     * Whether the benchmarks are automatically optimized to run in parallel
       over multiple CPUs
     * Other Software (Additional software added to improve performance)

  4.2.4 Tuning Information

     * Description of System Tuning (Includes any special OS parameters set,
       changes to standard daemons (services for Windows NT))
     * Base flags list
     * Portability flags used for any benchmark
     * Peak flags list for each benchmark
     * Any additional notes such as listing any OSG approved alternate
       sources or SPEC tool changes used.

   SPEC is aware that sometimes the spelling of compiler switches, or even
   the presence of compiler switches, changes between beta releases and final
   releases. For example, suppose that during a compiler beta the tester
   specifies:

      f90 -fast -architecture_level 3 -unroll 16

   but the tester knows that in the final release the architecture level will
   be automatically set by -fast, and the compiler driver is going to change
   to set the default unroll level to 16. In that case, it would be
   permissible to mention only -fast in the notes section of the full
   disclosure, and the above command line would be considered to have used
   only one optimization switch out of the four allowed in base. The tester
   is expected to exercise due diligence regarding such flag reporting, to
   ensure that the disclosure correctly records the intended final product.
   An example of due diligence would be a memo from the compiler Project
   Leader which promises that the final product will spell the switches as
   reported. SPEC may request that such a memo be generated and that a copy
   be provided to SPEC.

  4.3 Test Results Disclosure

   The actual test results consist of the elapsed times and ratios for the
   individual benchmarks and the overall SPEC metric produced by running the
   benchmarks via the SPEC tools. The required use of the SPEC tools ensures
   that the results generated are based on benchmarks built, run, and
   validated according to the SPEC run rules. Below is a list of the
   measurement components for each SPEC CPU2000 suite and metric:

  4.3.1 Speed Metrics

 o CINT2000 Speed Metrics:
      SPECint_base2000  (Required Base result)
      SPECint2000       (Optional Peak result)

 o CFP2000 Speed Metrics: 
      SPECfp_base2000   (Required Base result)
      SPECfp2000        (Optional Peak result)

   The elapsed time in seconds for each of the benchmarks in the CINT2000 or
   CFP2000 suite is given and the ratio to the reference machine (Sun Ultra
   10) is calculated. The SPECint_base2000 and SPECfp_base2000 metrics are
   calculated as a Geometric Mean of the individual ratios, where each ratio
   is based on the median execution time from an odd number of runs, greater
   than or equal to 3. All runs of a specific benchmark when using the SPEC
   tools are required to have validated correctly.

   The benchmark executables must have been built according to the rules
   described in section 2 above.

  4.3.2 Throughput Metrics

 o CINT2000 Throughput Metrics:   
         SPECint_rate_base2000 (Required Base result)
         SPECint_rate2000      (Optional Peak result)

 o CFP2000 Throughput Metrics:    
         SPECfp_rate_base2000  (Required Base result)
         SPECfp_rate2000       (Optional Peak result)

   The throughput metrics are calculated based on the execution of the same
   base and/or peak benchmark executables as for the speed metrics described
   above. However, the test sponsor may select the number of concurrent
   copies of each benchmark to be run. The same number of copies must be used
   for all benchmarks in a base test. This is not true for the peak results
   where the tester is free to select any combination of copies. The number
   of copies selected is usually a function of the number of CPUs in the
   system.

   The "rate" calculated for each benchmark is a function of:
      the number of copies run *
      reference factor for the benchmark *
      number of seconds in an hour /
      elapsed time in seconds
   which yields a rate in jobs/hour. The rate metrics are calculated as a
   geometric mean from the individual SPECrates using the median result from
   an odd number of runs, greater than or equal to 3 runs. As with the speed
   metric, all copies of the benchmark during each run are expected to have
   validated correctly.

   It is permitted to use the SPEC tools to generate a 1-cpu rate disclosure
   from a 1-cpu speed run. The reverse is not permitted.

  4.4 Metric Selection

   Submission of peak results are considered optional by SPEC, so the tester
   may choose to submit only base results. Since by definition base results
   adhere to all the rules that apply to peak results, the tester may choose
   to refer to these results by either the base or peak metric names (e.g.
   SPECint_base2000 or SPECint2000).

   It is permitted to publish base-only results. Alternatively, the use of
   the flag basepeak is permitted, as described in section 3.5.

  4.5 Research and Academic usage of CPU2000

   SPEC encourages use of the CPU2000 suites in academic and research
   environments. It is understood that experiments in such environments may
   be conducted in a less formal fashion than that demanded of hardware
   vendors submitting to the SPEC web site. For example, a research
   environment may use early prototype hardware that simply cannot be
   expected to stay up for the length of time required to meet the Continuous
   Run requirement (see section 3.3), or may use research compilers that are
   unsupported and are not generally available (see section 1).

   Nevertheless, SPEC would like to encourage researchers to obey as many of
   the run rules as practical, even for informal research. SPEC respectfully
   suggests that following the rules will improve the clarity,
   reproducibility, and comparability of research results.

   Where the rules cannot be followed, SPEC requires that the deviations from
   the rules be clearly disclosed, and that any SPEC metrics (such as
   SPECint2000) be clearly marked as estimated.

   It is especially important to clearly distinguish results that do not
   comply with the run rules when the areas of non-compliance are major, such
   as not using the reference workload, or only being able to correctly
   validate a subset of the benchmarks.

  4.6 Required Disclosures

   If a SPEC CPU2000 licensee publicly discloses a CPU2000 result (for
   example in a press release, academic paper, magazine article, or public
   web site), and does not clearly mark the result as an estimate, any SPEC
   member may request that the rawfile(s) from the run(s) be sent to SPEC.
   Such results must be made available to all interested members no later
   than 10 working days after the request.

   Any SPEC member may request that the result and its rawfile be reviewed by
   the appropriate SPEC subcommittee. If the tester does not wish to have the
   result posted on the SPEC web pages, the result will not be posted.

   But when public claims are made about CPU2000 results, whether by vendors
   or by academic researchers, SPEC reserves the right to take actions, for
   example if it should occur that the rawfile is not made available, or
   shows substantially different performance from the tester's claim, or
   shows obvious violations of the run rules.

  4.7 Fair Use

   Consistency and fairness are guiding principles for SPEC. To help ensure
   that these principles are sustained, SPEC has adopted guidelines for
   public use of SPEC CPU2000 benchmark results.

   When any organization or individual makes public claims using SPEC CPU2000
   benchmark results, SPEC requires that:

   [1]    Reference is made to the SPEC trademark. Such reference may be
          included in a notes section with other trademark references (see
          http://www.spec.org/spec/trademarks.html for all SPEC trademarks
          and service marks).
                 
   [2]    The SPEC web site (http://www.spec.org) or a suitable sub-page is
          noted as the source for more information.
                 
   [3]    If competitive comparisons are made, the following additional rules
          apply: 
                 
          a.     The results compared must use SPEC metrics. Performance      
                 comparisons may be based upon any of the following metrics:  
                   * The overall results: SPECint_base2000, SPECint2000,      
                     SPECfp_base2000, SPECfp2000, SPECint_base_rate2000,      
                     SPECint_rate2000, SPECfp_base_rate2000, SPECfp_rate2000  
                   * Individual benchmark SPECratios                          
                   * Median run times of the individual benchmarks            
                                                                              
          b.     The basis for comparison must be stated. Information from    
                 result pages may be used to define a basis for comparing a   
                 subset of systems, such as number of CPUs, operating system  
                 version, cache size, memory size, compiler version, or       
                 compiler optimizations used.                                 
                                                                              
          c.     The source of the competitive data must be stated, and the   
                 licensee (tester) must be identified or be clearly           
                 identifiable from the source.                                
                                                                              
          d.     The date competitive data was retrieved must be stated.      
                                                                              
          e.     All data used in comparisons must be publicly available      
                 (from SPEC or elsewhere)                                     

   The following paragraph is an example of acceptable language when publicly
   using SPEC benchmarks for competitive comparisons:

   Example:

   SPEC(R) and SPEC CPU2000(R) are registered trademarks of the Standard
   Performance Evaluation Corporation. Competitive benchmark results stated
   above reflect results published on www.spec.org as of Jan 12, 2001. The
   comparison presented above is based on the best performing 4-cpu systems
   currently shipping by Vendor 1, Vendor 2 and Vendor 3. For the latest SPEC
   CPU2000 benchmark results, visit http://www.spec.org/cpu2000/.

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5. Run Rule Exceptions

   If for some reason, the test sponsor cannot run the benchmarks as
   specified in these rules, the test sponsor can seek SPEC OSG approval for
   performance-neutral alternatives. No publication may be done without such
   approval. OSG maintains a Policies and Procedures document that defines
   the procedures for such exceptions.

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   Copyright (C) 1999-2001 Standard Performance Evaluation Corporation All
   Rights Reserved